High Crimes and Misdemeanors: How Well Must We Know Our Clients?

Date: Thursday, April 7, 2016
Time: 12:00pm - 02:00pm
Venue: Tokyo American Club 
Speaker: Ben Fouracre (Japan Representative, Senior Director, FTI Consulting), Frank Packard (President, Triple A Partners Japan Co., Ltd.), Hidekazu Kojima (Managing Director, Head of Financial Risk Management & AML, Deloitte Tohmatsu Financial Advisory), Jonathan S. Malamud (Senior Officer and Chief Legal Officer, Prudential Holdings of Japan)
Member Fee: ¥5000 Guest Fee: ¥8400
Meal: Lunch
Registration/Cancellation Deadline: Mon, Apr 04, 2016
Hosting Committee(s): Alternative Investment

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How are companies making sure that we know our counterparties in business dealings in Japan? These are issues relevant not only to financial service firms, but also to all ACCJ members. This panel will explore the types of activities and people that deserve our scrutiny and caution. Often financial services firms? client-facing teams must examine potential involvement with anti-social forces, money laundering, and other activities sanctioned by the Japanese government and other governments. What steps should we (or must we as regulated firms) take? What duty of care do regulators in Japan and overseas expect from private sector firms?. Frank Packard, Christopher P. Wells, Co-chairs Andrew Conrad, Board Liaison ACCJ Alternative Investment Subcommittee (Committee Coordinator: A. Nakano)  For any inquiries, please email programs@accj.or.jp NOTE 1: This event is OFF THE RECORD. NOTE 2: If you cancel after the stated deadline, the full meeting fee will be charged to your account. Sorry, no substitutions or walk-ins. NOTE 3: If you are driving to Tokyo American Club, please inform the ACCJ in advance as arrangements must be made and a 1,100 yen parking fee will apply.